Enigma Cipher

Introduction §

The Enigma cipher was a field cipher used by the Germans during World War II. The Enigma is one of the better known historical encryption machines, and it actually refers to a range of similar cipher machines. The first Enigma machine was invented by a German engineer named Arthur Scherbius at the end of the first world war.[1] It was used commercially from the early 1920s on, and was also adopted by the military and governmental services of a number of nations — most famously by Nazi Germany before and during World War II.[2] A variety of different models of Enigma were produced, but the German military model, the Wehrmacht Enigma, is the version most commonly discussed.

If you would like to encrypt some of your own Enigma messages, have a look at the javascript example.

The Algorithm §

This section will talk about the Enigma I aka Wehrmacht Enigma, other variants are similar in operation. The 'key' for the enigma consists of several elements:

  1. The rotors and their order
  2. The rotor start positions
  3. The ringstellung, or ring settings
  4. Steckerverbindungen, or plug board settings

For information on the procedures used by the Germans during WW2 when sending Engima messages, including how the indicators were set, see this description.

The Rotors §

Assume that our rotors are I,II,III moving from left to right, and we are trying to encipher the letter 'A'. We will assume for now that as the letter 'A' is enciphered each rotor is in its start position ('AAA'). Since our rotors are I,II,III moving from left to right, the character A will first go through rotor III. Each rotor applies a simple substitution operation. The substitution table for rotor III can be seen below.

ABCDEFGHIJKLMNOPQRSTUVWXYZ
BDFHJLCPRTXVZNYEIWGAKMUSQO

B is replaced with D, C is replaced with F etc. So after the letter 'A' goes through the rotor, it comes out as a 'B'. The letter 'B' is now input through rotor II, where it is replaced by 'J' etc. This is best depicted using a table (for a full description of the rotor wirings for each rotor, see this wikipedia page):

IIIIIIReflectorinv(I)inv(II)inv(III)
A -> BB -> JJ -> ZZ -> TT -> LL -> KK -> U

After the letter goes through rotors III,II,I it then hits the reflector and undergoes another simple substitution. After coming out of the reflector, the letter is sent back through the rotors in the reverse direction (this means the inverse substitution is applied). We can see from the table that after the enciphered letter comes back out rotor III at the end, we are left with the letter U. One important step that I have not yet mentioned is the fact that the rotors increment before each letter is enciphered. If the rotor start positions are 'FEQ', then they will first be incremented to 'FER' before the first letter is enciphered.

Incrementing The Rotors §

A common mistake when implementing the enigma is assuming the rotors act as a standard odometer, there are however a few key differences. Each rotor has a notch which causes the rotor to its left to step. Rotor I causes the next rotor to step on transition from Q to R, rotor II on the transition E to F etc. Rotors I through V are used in the Wermacht enigma, later more rotors were added which had two notches.

IIIIIIIVVVIVIIVIII
QEVJZZ,MZ,MZ,M

There is one extra confounding detail, that of 'double stepping'. When a rotor steps, it also causes the rotor to its right to step. This is not noticed when the second rotor steps, since the first rotor steps every key press. However, when the 3rd (left most) rotor steps, it causes the second rotor to step also. This means the machines period is not 26x26x26, but only 26x25x26.

The Ringstellung §

The Ringstellung (ring settings) are generally provided as a 3 letter string e.g. 'FAM' (or alternatively as numbers between 1 and 26, representing the letters). In the previous discussion I have assumed that each rotor's simple substitution cipher was fixed. The ringstellung provide the capability of shifting the substitution cipher as follows. With a ring setting of 'A' (or 1), rotor I's substitution looks like this:

ABCDEFGHIJKLMNOPQRSTUVWXYZ
EKMFLGDQVZNTOWYHXUSPAIBRCJ

With a ring setting of 'B' (or 2), rotor I's substitution looks like this:

ZABCDEFGHIJKLMNOPQRSTUVWXY
EKMFLGDQVZNTOWYHXUSPAIBRCJ

The Steckerverbindungen §

The steckerverbindungen (plugboard) is an added layer of security which consists of 13 wires which plug into into sockets on the front of the enigma machine. Each wire connects 2 letters e.g. P to O. These pairings are specified as part of the key material. When a letter is typed, before it goes into the first rotor, it undergoes the substitution according to the plugboard, then after the letter comes out it is put through the plugboard substitution again before being output. An example plugboard setting is as follows: PO ML IU KJ NH YT GB VF RE AC (This means P and O are swapped, M and L are swapped etc.).

If we use the example above where the letter 'A' was encrypted with rotors I, II and III with the start positions AAA, we had the letter A encrypted as a U. If we now take into account the plugboard, using the plugboard settings in the previous paragraph, the 'A' is first translated to a 'C' before encipherment. Encipherment continues as usual, this time the 'C' is output as a 'J'. This letter is then routed through the plugboard again to be substituted with 'K'. So now we have an 'A' being enciphered as a 'K' with the plugboard in use. The plugboard significantly increases the strength of the enigma cipher as a whole, more than adding another rotor could.

Javascript Example §

Plaintext

key settings:
ring settings:
Rotors:
Plug board settings:

Ciphertext

Other Implementations §

To encipher your own messages in python, you can use the pycipher module. To install it, use pip install pycipher. To encipher messages with the Enigma cipher (or another cipher, see here for documentation), see the example here.

Cryptanalysis §

For some code to automatically breaking Enigma messages see Cryptanalysis of Enigma.

Much work has gone into breaking Enigma, some methods such as rodding and buttoning up were used during the second world war, but require 'cribs', or known pieces of plaintext. These methods are discussed on the wikipedia page.

More modern approaches include Jim Gillogly's paper 'Ciphertext only Cryptanalysis of the Enigma'. A followup letter correcting some mistakes in the paper can be found here. Another paper that builds on Jim Gillogly's paper is 'Applying Statistical Language Recognition Techniques in the Ciphertext only Cryptanalysis of Enigma' by Heidi Williams. Another interesting resource is The Cryptographic Mathematics of Enigma.

References §

[1] Wikipedia has a good description of the encryption/decryption process, history and cryptanalysis of this algorithm

[2] Kahn, D (1973) The CodeBreakers. Macmillan: New York

[3] Singh, Simon (2000). The Code Book: The Science of Secrecy from Ancient Egypt to Quantum Cryptography. ISBN 0-385-49532-3.

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Further reading

We recommend these books if you're interested in finding out more.

Cover of Battle of Wits: The Complete Story of Codebreaking in World War II Battle of Wits: The Complete Story of Codebreaking in World War II ASIN/ISBN: 978-0743217347 A good history of the breaking of Enigma Buy from Amazon.com
Cover of The Code Book: The Science of Secrecy from Ancient Egypt to Quantum Cryptography The Code Book: The Science of Secrecy from Ancient Egypt to Quantum Cryptography ASIN/ISBN: 978-1857028799 Simon Singh's 'The Code Book' is an excellent introduction to ciphers and codes Buy from Amazon.com
Cover of The Codebreakers - The Story of Secret Writing The Codebreakers - The Story of Secret Writing ASIN/ISBN: 0-684-83130-9 Buy from Amazon.com
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